Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
WHAT?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and name and address
- Your assets and income
- Your investments and transaction history
When you are no longer our investor, we continue to share your information as described in this notice.
HOW?
All financial companies need to share investors' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their investors' personal information; the reasons Baceline Investments, LLC chooses to share; and whether you can limit this sharing.
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Reasons we can share your personal information |
Does Baceline Investments, LLC |
Can you limit |
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For our everyday business purposes - |
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such as to process your transactions, maintain your accounts(s), respond to court orders and legal investigations, or report to credit bureaus |
YES |
NO |
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For our marketing purposes - |
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to offer our products and services to you |
NO |
We Don't Share |
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For joint marketing with other financial companies |
NO |
We Don't Share |
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For our affiliates' everyday business purposes - |
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information about your transactions and experiences |
YES |
NO |
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For our affiliates' everyday business purposes - |
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information about your creditworthiness |
NO |
We Don't Share |
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For nonaffiliates to market to you |
NO |
We Don't Share |
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WHO WE ARE
Who is providing this notice? Baceline Investments, LLC
WHAT DO WE DO
How does Baceline Investments, LLC protect my personal information?
- To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
- Employees who violate our data security policies are subject to discipline.
We collect your personal information, for example, when you:
- Enter into an agreement or complete client documentation
- Effect certain transactions or provide your contact information
- Provide or request account information
Federal law gives you the right to limit only:
- sharing for affiliates' everyday business purposes - information about your creditworthiness
- affiliates from using your information to market to you
- sharing for nonaffiliates to market to you
DEFINITIONS
Affiliates
- Companies related by common ownership or control. They can be financial and nonfinancial companies.
- Affiliates may include, but are not limited to, Baceline Investments, LLC
- Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Nonaffiliates can include third parties who perform services on our behalf, such as accounting, legal or data processing services.
- A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- Baceline Investments, LLC does not jointly market.
OTHER IMPORTANT INFORMATION
Certain states, such as the state of Colorado, have enacted their own data privacy and/or data security laws.